RedFlag, Allegation and/or Complaint against ERIC DEAN BRADY
Disclosure #1 for ERIC BRADY
- Event Date: 9/19/2019
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Allegations as to Eric Brady were that he did not properly supervise office assistant and that he was vicariously liable, as employer, for actions of misappropriation as office assistant.
- Settlement Amount: $25,000.00
- Arbitration Docket Number:
- Broker Comment: This action did not involve any allegations or claims based upon investment advice provided by Eric Brady. The only claims against Eric Brady involved a failure to supervise a clerical employee and vicarious liability for the wrongful acts of that employee. The matter was settled as to the Eric Brady on a cost of defensebasis.
Should I file a FINRA complaint against brokers like ERIC DEAN BRADY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ERIC DEAN BRADY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About ERIC DEAN BRADY
What is ERIC BRADY’s Central Registration Depository (CRD) Number?
Which firm is ERIC DEAN BRADY associated with?
THRIVENT INVESTMENT MANAGEMENT INC.
Where is ERIC BRADY located?
2507 JAKE ALEXANDER BV S, SALISBURY, NC, 28146
Where can I find more details about ERIC BRADY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.
Are there any disclosures, allegations or complaints filed against ERIC DEAN BRADY?
Where can I download a detailed FINRA report for ERIC BRADY?
Is it safe to do business with ERIC DEAN BRADY?
We’re not sure. Please research ERIC BRADY’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:42 pm
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