Trevor Serge Coates at SEVEN POINTS CAPITAL, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 7165206

Disclosure #1 for Trevor Coates

    • Event Date: 9/23/2010
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Possession of Drug Paraphernalia
    • Disposition: Dismissed Charges: Possession of Marijuana
    • Disposition: Reduced
    • Amended Charges: Pled guilty to Count 1 Amended Solicitation to Commit Possession of Marijuana for Sale Class 6 Undesignated Felony
    • Amended Charge Type: FELONY
    • Amended Charge Disposition: Pled guilty Charges: Possession or use of dangerous drug
    • Disposition: Dismissed
    • Broker Comment: FOR COUNT 1 ON 10/02/2013, THE COURT DESIGNATED COUNT 1 AS A MISDEMEANOR

Should I file a FINRA complaint against brokers like Trevor Serge Coates?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Trevor Serge Coates’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About Trevor Serge Coates

What is Trevor Coates’s Central Registration Depository (CRD) Number?

Which firm is Trevor Serge Coates associated with?

SEVEN POINTS CAPITAL, LLC

Where is Trevor Coates located?

805 THIRD AVENUE, NEW YORK, NY, 10022

Where can I find more details about Trevor Coates’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/144211 to read a detailed report for SEVEN POINTS CAPITAL, LLC

Are there any disclosures, allegations or complaints filed against Trevor Serge Coates?

Yes. There are disclosures, allegations, or complaints filed against Trevor Serge Coates. Click here to view all details

Where can I download a detailed FINRA report for Trevor Coates?

Click here to download a detailed FINRA report for Trevor Coates

Is it safe to do business with Trevor Serge Coates?

We’re not sure. Please research Trevor Coates’s disclosures, allegations and complaints before taking a decision




Originally reported on November 17, 2022 @ 8:42 pm

 


 

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